Compliance Audit Checklist
STANDARD 1
CFR
DOCUMENTS REQUIRED
LINK TO DOCUMENTS/HARDCOPY/LOCATION
1.1
Mission Statement
LINK TO DOCUMENTS
1.2
Educational objectives at the institutional and program levels
1.2.1
Public Statement on student achievement (retention, graduation, student learning).
1.3
Organization chart (X 3.8, 3.9 y 3.10)
1.4
Academic freedom policy
1.7
Catalog (online and hard copy) with complete program descriptions, graduation requirements, grading policies (X 2.10.1)
1.7.2
Student complaint and grievance policies.
1.7.2.1
Policy for grade appeals.
1.7.2.2
Records of student complaints
1.7.3
Faculty grievance policies
1.7.3.1
Record of faculty grievance.
1.7.4
Staff grievance policies
1.7.4.1
Record of staff grievances and complaints.
1.7.5
Employee Handbook
1.7.6.2
Admissions records that match stated requirements; complaint files
1.7.6.3
Policies and procedures to protect the integrity of grades (X1.7.2.1)
1.7.6.4
Tuition and fee schedule
1.7.6.5
Policies on tuition refunds
1.8
Regular independent audits of finances (X 3.5)
1.9
WASC-related policies to ensure sub change policies