Compliance Audit Checklist

2011 EE VISIT

STANDARD 1

CFR

DOCUMENTS REQUIRED

LINK TO FILE/HARDCOPY/LOCATION

1.1

Mission Statement

LINK TO FILE

1.2

Educational objectives at the institutional and program levels (X 2.3)

LINK TO FILE

1.2.1

Public Statement on student achievement (retention, graduation, student learning).

LINK TO FILE

1.3

Organization chart (X 3.8, 3.11.1)

LINK TO FILE

1.4

Academic freedom policy

LINK TO FILE

1.7

Catalog (online and hard copy) with complete program descriptions, graduation requirements, grading policies (X 2.10.1)

LINK TO FILE

1.7.2

Student complaint and grievance policies.

LINK TO FILE

1.7.2.1

Policy for grade appeals.

LINK TO FILE

1.7.2.2

Records of student complaints

LINK TO FILE

1.7.3

Faculty grievance policies

LINK TO FILE

1.7.3.1

Record of faculty grievance. (X 1.7.4.1)

LINK TO FILE

1.7.4

Staff grievance policies (X 1.7.3)

LINK TO FILE

1.7.4.1

Record of staff grievances and complaints. (X 1.7.3.1)

LINK TO FILE

1.7.5

Employee Handbook

LINK TO FILE

1.7.6.2

Admissions records that match stated requirements; complaint files

LINK TO FILE

1.7.6.3

Policies and procedures to protect the integrity of grades

LINK TO FILE

1.7.6.4

Tuition and fee schedule

LINK TO FILE

1.7.6.5

Policies on tuition refunds

LINK TO FILE

1.8

Regular independent audits of finances (X 3.5)

LINK TO FILE

1.9

WASC-related policies to ensure sub change policies

LINK TO FILE