Compliance
Audit Checklist
2011 EE
VISIT
CFR |
DOCUMENTS REQUIRED |
LINK
TO FILE/HARDCOPY/LOCATION |
1.1 |
Mission Statement |
|
1.2 |
Educational objectives at the institutional and program levels (X
2.3) |
|
1.2.1 |
Public Statement
on student achievement (retention, graduation, student learning). |
|
1.3 |
Organization
chart (X 3.8, 3.11.1) |
|
1.4 |
Academic freedom policy |
|
1.7 |
Catalog (online
and hard copy) with complete program descriptions, graduation requirements,
grading policies (X 2.10.1) |
|
1.7.2 |
Student complaint and grievance policies. |
|
1.7.2.1 |
Policy for grade appeals. |
|
1.7.2.2 |
Records of student complaints |
|
1.7.3 |
Faculty grievance policies |
|
1.7.3.1 |
Record of faculty grievance. (X 1.7.4.1) |
|
1.7.4 |
Staff grievance policies (X 1.7.3) |
|
1.7.4.1 |
Record of staff grievances and complaints. (X 1.7.3.1) |
|
1.7.5 |
Employee Handbook |
|
1.7.6.2 |
Admissions records that match stated requirements; complaint files |
|
1.7.6.3 |
Policies and procedures to protect the integrity of grades |
|
1.7.6.4 |
Tuition and fee schedule |
|
1.7.6.5 |
Policies on tuition refunds |
|
1.8 |
Regular independent audits of finances (X 3.5) |
|
1.9 |
WASC-related policies to ensure sub change policies |